Industries
Risk & Compliance
Risk work needs a connection between an identified concern, the control addressing it and the evidence of review.
Risk & Compliance
Follow the record to the next decision
We discuss registers, owners and approval paths that support that connection. The record should make unresolved actions visible over time.
Workflows to examine
- Risk register workflows
- Policy and control mapping
- Evidence collection
- Approval responsibilities
- Management reporting
In practice
Risk & Compliance: a practical example
A control review finds an exception that cannot be closed immediately. Record the responsible owner, agreed action and review date with the supporting evidence. Confirm the treatment with the organisation's authorised risk team so the exception remains visible through later reporting cycles.
An illustrative scenario to discuss when planning your project.